NEAR TO
PATIENT Or POINT OF CARE TESTING
Policy Document for Basildon + Thurrock Hospitals NHS Trust
Published: June 2000
Prepared on behalf of the Near Patient Testing Advisory Group by:
Tony Everitt, Consultant Biochemist
CONTENTS
Objective
Introduction
Management of NPT
Cost Benefit Analysis (Business Case)
Health & Safety
Training
Standard Operating Procedure (SOP)
Recording of Results
Log Book
Support
Internal Quality Control and Quality Assessment
Budgetary arrangements
Advice to GPs and other non-hospital sites
Advice to patients
NPT: Summary of actions and responsibilities
TABLE 1: Summary of main issues for NPT
REFERENCES
1. OBJECTIVE
- The objective of this policy is to minimise the risk to patient care
by ensuring that Near Patient Testing (NPT) of patient samples is performed to acceptable
analytical and clinical standards of quality.
2. INTRODUCTION
- There may be considerable benefits to patients by using the
latest methodology to carry out tests in close proximity to patients. Non-pathology staff
or the patients themselves may perform some of these tests.
- There is a requirement to ensure that all NPT equipment used within
the Trust:
· Is suitable for its intended purpose
· Meets safety and quality standards
· Can be supported adequately
· The results of the investigations performed are recorded
· Is operated only by staff trained in its use
- The appropriate use of these tests should be considered as a Clinical
Governance issue and subject to examination of clinical effectiveness.
- For the purposes of these guidelines, the word "device"
includes the whole range of items from simple urine dipstick tests to sophisticated
analysers.
- To achieve the best possible results from such devices it is
essential that there is close liaison with Pathology relating to all aspects of such
tests.
- The Joint Working Group on Quality Assurance has published updated
Guidelines on NPT and this Policy reflects those guidelines in the context of what has
already been set up in Basildon + Thurrock Trust.
- NPT devices within the Trust currently includes:
· Blood glucose testing
· Blood gas analysis
· Blood electrolyte analysis
· Bilirubin testing in neonates
· Coagulation testing
· Urine dip-sticks
· Urine pregnancy testing
· Hba1c testing in Paediatric clinics
· Alcohol testing in Accident & Emergency
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3. MANAGEMENT OF NPT
- A Near Patient Testing Advisory Group (NPTAG) has been
established to advise on current and future NPT within the Trust.
- The NPTAG shall ensure that NPT Devices are implemented and used
appropriately and that each NPT test is undertaken safely and reliably.
- The NPTAG will co-ordinate NPT usage and development and ensure that
methods introduced are appropriate, rationalised and cost effective.
- No NPT Devices should be used within the Trust unless approval has
been obtained from the NPTAG.
- The NPTAG shall ensure that areas identified in this policy are
addressed effectively.
- A NPT operational sub-group will be developed to progress the
procedures and operational issues reporting to NPTAG.
- The procurement of any NPT equipment must be accompanied by a full
Cost Benefit Analysis, which is approved by NPTAG.
4. COST BENEFIT ANALYSIS (BUSINESS CASE)
There must be a clear definition of the problem that the
device would solve so that a full examination of all possible solutions can be made.
Pathology must be involved in the production and evaluation of the
cost benefit analysis.
Details of all the financial consequences of the purchase must be
included. These will include the direct costs of running, maintenance, consumables quality
control and service contract. The Cost Benefit Analysis must include full indirect costs
for Pathology involvement, including support, training and QC/QA monitoring, as well as
the inevitable cost of replacement.
The Cost Benefit Analysis must recognise the need for any device to
be compatible with existing equipment, both in the laboratory and in other areas of the
hospital. The NPT Advisory Group must be consulted about the compatibility of all devices.
The NPT Advisory Group must approve all Cost Benefit Analysis
applications, before funding is sought.
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5. HEALTH & SAFETY
- Policies consistent with current legislation and Guidance must be
enforced. For example: the Health & Safety at Work Act 1974, Consumer Protection Act
1987, the Control of Substances Hazardous to Health Regulations 1988, Safe Working and the
Prevention of Infection in Clinical Laboratories Model Role for Staff and Visitors,
HSC 1981, Protection against Blood-born infections in the workplace: HIV and hepatitis
(ACDP) 1995.
- The Consultant Microbiologist/Infection Control Team must be involved
in decisions on placement and maintenance of equipment.
- Evidence of appropriate decontamination (e.g. a
permit-to-work certificate) must be given before servicing or repair of
equipment, as advised in the Standard Operating Procedure (SOP).
6. TRAINING
- Only staff and/or patients whose training and competence has
been established and documented can use any device, including simple dipstick tests.
- Following procurement and installation, relevant staff and/or
patients must be trained in the safe and proper use of the device. The training course
must be specified and supervised by the relevant Pathology department and provided by the
manufacturer or local staff trained to the satisfaction of the relevant Pathology
department, usually Pathology link nurses.
- Once competence has been achieved and documented, the user (staff or
patient) can be added to the "Named Operator List". Tests on the device in the
designated area of use may only be carried out by those on the "Named Operator
List". In exceptional circumstances users on a "Named Operator List" may
carry out tests on the same device in another designated area.
- For some devices update training is necessary to maintain a high
standard of performance. This is particularly important for users who operate a device
infrequently, or have had a break in the use of the device. This should be included in the
Standard Operating Procedure.
7. STANDARD OPERATING PROCEDURE (SOP)
- A SOP must be produced. This must be available to and followed
by all users of the device.
- The SOP master copy must be held by Pathology and available to
accreditation agency Inspectors.
8. RECORDING OF RESULTS
- All patient and Quality Control/Quality Assessment (QC/QA)
results must be recorded. This record must include unequivocal patient identity, time of
test, the result, relevant QC results and the identity of the user.
- The mechanism for the transfer of results from the device to the
patient's record must be unambiguous and stated in the SOP.
- All patients results must be treated as confidential and kept
in a secure place. The storage of results should be in line with the storage maintained by
the laboratory and compatible with RCPath guidelines
- Pathology staff and individuals identified by NPTAG must have free
access to QC/QA results.
9. LOG BOOK
- Each device must have a "log-book' in either paper or electronic
form in which details are recorded of maintenance, faults, corrective actions and repairs
by named individuals. Pathology staff and individuals identified by NPTAG must have free
access to the logbooks.
- Logbooks should be retained for the lifetime of the equipment or a
minimum of 10 years.
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10. SUPPORT
- There must be a service level agreement between the users and
the Pathology service defining the responsibilities for maintenance, troubleshooting,
repairs, continuing training and QA monitoring.
- A designated person (usually Pathology link nurse) must be
responsible for ensuring the day to day care of the system and control of environment
contamination, and for the maintenance of stocks of consumables and reagents within their
shelf-life.
- A device that fails to perform to specification must be withdrawn
immediately from service until full remedial action has been completed. The procedure will
be documented in the SOP.
- The SOP must state who has the responsibility and the
authority to withdraw the device from service.
- Pathology must be informed immediately of any failure.
- In the event of device failure alternative sites for the analyses
should have been agreed, documented and made known to the users.
11. INTERNAL QUALITY CONTROL AND QUALITY ASSESSMENT
(QC AND QA)
- The Pathology department is responsible for ensuring that the
performance of the device is checked by appropriate internal QC and external QA
assessments.
- The Pathology department and specific personnel identified by the
NPTAG should be involved in clinical governance issues and should carry out regular audits
of the reliability and effectiveness of the tests being carried out.
12. BUDGETARY ARRANGEMENTS
- In hospitals, prior to the procurement, there must be an
agreement between the device's purchaser, its users, the Pathology service and the
Pharmacy department for the budgetary consequences of the purchase. Definitions must be
put in place for the responsibility for the ordering of reagents, consumables, servicing,
training, support, quality control and quality assessment.
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13. ADVICE TO GENERAL PRACTITIONERS AND OTHER
NON-HOSPITAL SITES
- General Practitioners, Pharmacists and other Primary sector users are
recommended to adopt the practices outlined for Basildon Trust, including close liaison
with Pathology Laboratories and the NPTAG. This would help produce "quality"
results and manage the associated risks. Oversight of EQA schemes would have resource
implications.
14. ADVICE TO PATIENTS
- When devices are issued to, or bought by patients for home
monitoring, the consultant or General Practitioner responsible for care must ensure that
the patient receives adequate training. This has to cover all aspects of performance
including the interpretation of results.
- The Health & Safety implications must also be explained to the
patient. The Pathology link nurse would be an appropriate person to undertake this task.
- The manufacturers of devices designed specifically for patient use
should supply suitable training materials, which should have been developed in
co-operation with experts in the relevant profession. Devices should not be purchased if
such training materials are not available.
15. NPT: SUMMARY OF ACTIONS AND
RESPONSIBILITIES
- Table 1 is a summary of the main issues that need to be addressed in
the provision of Near Patient Testing.
- The table identifies who should perform the tasks and who should be
responsible for ensuring that the issue has been properly addressed.
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TABLE 1: Summary of main issues for Near Patient
Testing
Issue |
Action by |
Responsible for
action |
Evaluated by |
Cost benefit analysis (business case) |
Clinical Unit with
support from Pathology |
Trust Management |
NPT Advisory Committee /
Trust Management
|
Health & Safety |
Pathology / Users |
Trust Management |
Trust Management |
Training (including
record of trained staff) |
Training & Education Directorate/
Pathology |
Trust Management |
Trust Management |
Standard Operating Procedures |
Pathology / Users |
Trust Management |
CPA(UK) Ltd. |
Routine Operation |
Users |
Line Manager (e.g. Ward Sister through
Pathology Link Nurse) |
Pathology/NPTAG |
Recording Results |
Users |
Line Manager |
Pathology/NPTAG |
Support |
Pathology |
Trust Management |
Trust Management |
Quality Control & EQA |
Users |
Pathology |
Pathology/NPTAG |
Budgetary arrangements |
Clinical Unit/ Pathology /Pharmacy |
Trust Management |
Pathology/NPTAG |
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